Keep the crowd happy
Regulation CF, or Regulation Crowdfunding, helps startups and small businesses raise capital by making relatively low dollar offerings of securities widely available to everyday investors through the use of crowdfunding portals.
Max of $1.07M raised in a 12-month period
Unlimited number of investors, but subject to max allowable dollar limit
Max amount per investor restricted by income & networth
Investor disclosure required; subject to ongoing SEC reporting
Shares are restricted and cannot be sold for at least one year; a legal opinion is needed to remove restrictions
Advertising and general solicitation are not allowed
Is your company prepared to take on investors?
As you bring investors on board, it will be important to nurture the confidence they have in you and your business. The more time you spend managing your cap table and complying with various regulations, the less time you’ll have to connect with your supporters. And, the crowd can quickly turn into an angry mob if things go wrong. We can help you:
Complete EDGAR filings for Form C, Form C-AR, Form C-TR, and Form ID
Issue stock electronically or as paper certificates
Process legal transfers of ownership, including restricted securities
Easily communicate with your investors via email or postal mail
Issue payments and distributions to your investors via check, wire or direct deposit in dozens of currencies
Hold an annual or special investor meeting and manage proxy voting
Monitor investor information via the web and on-demand reporting
Give investors access to view their holdings, download tax forms and more
Track your cap table